National Securities Exchange Regulatory Parity Act Passes House on Voice Vote
The National Securities Exchange Regulatory Parity Act (HR 5421) passed the House of Representatives yesterday on a voice vote. It previously was approved by the House Financial Services Committee on a...
View ArticleOTC Markets Receives Blue Sky Recognition in Several States
OTC Markets Group (OTCQX: OTCM) has received Blue Sky recognition in several states. Vermont has recognized the OTCQX market and Iowa, Wyoming and Washington have recognized both OTCQX and OTCQB. Each...
View ArticleNASAA Criticizes National Securities Exchange Regulatory Parity Act as...
The North American Securities Administrator Association (NASAA), the lobbying group for state securities regulators, published a comment last week regarding the passage of the National Securities...
View ArticleVStock Transfer to Participate in OTC Markets Public Repository for Share Data
OTC Markets has enlised VStock Transfer as the first participant in its new initiative to create a central repository for share data on companies traded on their various marketplaces. The initiative...
View ArticleOTC Markets Releases Q1 Results as Revenue Increases 5% versus Year Prior
OTC Markets Group Inc. (OTCQX: OTCM) has announced its financial results for the first quarter of 2017. OTC revenues came in at $13.4 million for the quarter versus $12.8 million for prior year...
View ArticleNew & Improved: Reg A+ May Soon Be Available for Publicly Traded Firms
There is a bill circulating in Congress that may dramatically impact Reg A+ utilization – the crowdfunding rule that currently allows issuers to raise up to $50 million in a scaled disclosure...
View ArticleLegislation that will Expand Scope of Reg A+ Passes the House
Yesterday the House of Representatives approved the Improving Access to Capital Act (HR 2864), legislation that will expand the usage of Regulation A+, a securities exemption that has gained in...
View ArticleSEC Investor Advisory Committee Scheduled for March 8th
The Securities and Exchange Commission (SEC) has scheduled its first meeting for 2018 of the Investor Advisory Committee (IAC). The Committee helps to guide the SEC on initiatives that protect...
View ArticleOTC Markets Welcomes Expansion of Reg A+ Exemption to Reporting Companies
Buried within the “Economic Growth, Regulatory Relief and Consumer Protection Act” that was signed into law last week, was an expansion of Regulation A or Reg + that it is popularly called. The...
View ArticleOTC Markets Group CEO Cromwell Coulson: Cannabis is Hot, Cautious on...
OTC Markets Group trades over 10,000 US and global securities. The company, a regulated alternative trading system (ATS), operates three tiers of trading platforms with each marketplace (OTCQX® Best...
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